### Colour rendering index

The color rendering index (CRI), sometimes called color rendition index, is a quantitative measure of the ability of a light source to reproduce the colors of various objects faithfully in comparison with an ideal or natural light source. Light sources with a high CRI are desirable in color-critical applications such as photography and cinematography.[1] It is defined by the International Commission on Illumination (CIE, in French) as follows:[2]

Color rendering: Effect of an illuminant on the color appearance of objects by conscious or subconscious comparison with their color appearance under a reference illuminant

The CRI of a light source does not indicate the apparent color of the light source; that information is under the rubric of the correlated color temperature (CCT). In the pictures at right it can be noticed that the spectra have different structure: the incandescent lamp gives a continuum, and the fluorescent lamp gives separate lines from the mercury emission.

CRI's ability to predict color appearance has been criticized in favor of measures based on color appearance models, such as CIECAM02 and, for daylight simulators, the CIE Metamerism Index.[3] CRI is not a good indicator for use in visual assessment, especially for sources below 5000 kelvin (K).[4][5]

Numerically, the highest possible CRI is 100, for a Black body (incandescent lamps are effectively blackbodies), dropping to negative values for some light sources. Low-pressure sodium lighting has negative CRI; fluorescent lights range from about 50 for the basic types, up to about 90 for the best tri-phosphor type. Typical LEDs have about 80+ CRI, while some manufacturers claim that their LEDs have achieved up to 98 CRI.[6]

A newer version of the CRI, R96a, has been developed, but it has not replaced the better-known Ra general color rendering index.

## History

Researchers use daylight as the benchmark to which to compare color rendering of electric lights. In 1948, Bouma described daylight as the ideal source of illumination for good color rendering because "it (daylight) displays (1) a great variety of colours, (2) makes it easy to distinguish slight shades of colour, and (3) the colours of objects around us obviously look natural."[7]

Around the middle of the 20th century, color scientists took an interest in assessing the ability of artificial lights to accurately reproduce colors. European researchers attempted to describe illuminants by measuring the spectral power distribution (SPD) in "representative" spectral bands, whereas their North American counterparts studied the colorimetric effect of the illuminants on reference objects.[8]

The CIE assembled a committee to study the matter and accepted the proposal to use the latter approach, which has the virtue of not needing spectrophotometry, with a set of Munsell samples. Eight samples of varying hue would be alternately lit with two illuminants, and the color appearance compared. Since no color appearance model existed at the time, it was decided to base the evaluation on color differences in a suitable color space, CIEUVW. In 1931, the CIE adopted the first formal system of colorimetry, which is based on the trichromatic nature of the human visual system.[9][10] CRI is based upon this system of colorimetry.[11]

To deal with the problem of having to compare light sources of different correlated color temperatures (CCT), the CIE settled on using a reference black body with the same color temperature for lamps with a CCT of under 5000 K, or a phase of CIE standard illuminant D (daylight) otherwise. This presented a continuous range of color temperatures to choose a reference from. Any chromaticity difference between the source and reference illuminants were to be abridged with a von Kries-type chromatic adaptation transform.

## Test method

The CRI is calculated by comparing the color rendering of the test source to that of a "perfect" source which is a black body radiator for sources with correlated color temperatures under 5000 K, and a phase of daylight otherwise (e.g. D65). Chromatic adaptation should be performed so that like quantities are compared. The Test Method (also called Test Sample Method or Test Color Method) needs only colorimetric, rather than spectrophotometric, information.[5][12]

1. Using the 2° standard observer, find the chromaticity co-ordinates of the test source in the CIE 1960 color space.[13]
2. Determine the correlated color temperature (CCT) of the test source by finding the closest point to the Planckian locus on the (u,v) chromaticity diagram.
3. If the test source has a CCT<5000 K, use a black body for reference, otherwise use CIE standard illuminant D. Both sources should have the same CCT.
4. Ensure that the chromaticity distance (DC) of the test source to the Planckian locus is under 5.4×10−3 in the CIE 1960 UCS. This ensures the meaningfulness of the result, as the CRI is only defined for light sources that are approximately white.[14] $DC=\left\{\Delta\right\}_\left\{uv\right\}=\sqrt\left\{\left(u_r-u_t\right)^2+\left(v_r-v_t\right)^2\right\}$
5. Illuminate the first eight standard samples, from the fifteen listed below, alternately using both sources.
6. Using the 2° standard observer, find the co-ordinates of the light reflected by each sample in the CIE 1964 color space.
7. Chromatically adapt each sample by a von Kries transform.
8. For each sample, calculate the Euclidean distance $\Delta E_i$ between the pair of co-ordinates.
9. Calculate the special (i.e., particular) CRI using the formula $R_i=100-4.6 \Delta E_i$[15][16]
10. Find the general CRI (Ra) by calculating the arithmetic mean of the special CRIs.

Note that the last three steps are equivalent to finding the mean color difference, $\Delta \bar\left\{E\right\}_\left\{UVW\right\}$ and using that to calculate $R_a$:

$R_a=100-4.6 \Delta \bar\left\{E\right\}_\left\{UVW\right\}$

CIE (1995) uses this von Kries chromatic transform equation to find the corresponding color (uc,i,vc,i) for each sample. The mixed subscripts (t,i) refer to the inner product of the test illuminant spectrum and the spectral reflexivity of sample i:

$u_\left\{c,i\right\}=\frac\left\{10.872+0.404 \left(c_r/c_t\right) c_\left\{t,i\right\} - 4 \left(d_r/d_t\right) d_\left\{t,i\right\}\right\}\left\{16.518+1.481 \left(c_r/c_t\right) c_\left\{t,i\right\} - \left(d_r/d_t\right) d_\left\{t,i\right\}\right\}$

$v_\left\{c,i\right\}=\frac\left\{5.520\right\}\left\{16.518+1.481 \left(c_r/c_t\right) c_\left\{t,i\right\} - \left(d_r/d_t\right) d_\left\{t,i\right\}\right\}$

$c=\left\left(4.0-u-10.0v \right\right)/v$

$d=\left\left(1.708v-1.481u+0.404\right\right)/v$

where subscripts r and t refer to reference and test light sources, respectively.

### Test color samples

Name Appr. Munsell Appearance under daylight Swatch
TCS01 7,5 R 6/4 Light greyish red
TCS02 5 Y 6/4 Dark greyish yellow
TCS03 5 GY 6/8 Strong yellow green
TCS04 2,5 G 6/6 Moderate yellowish green
TCS05 10 BG 6/4 Light bluish green
TCS06 5 PB 6/8 Light blue
TCS07 2,5 P 6/8 Light violet
TCS08 10 P 6/8 Light reddish purple
TCS09 4,5 R 4/13 Strong red
TCS10 5 Y 8/10 Strong yellow
TCS11 4,5 G 5/8 Strong green
TCS12 3 PB 3/11 Strong blue
TCS13 5 YR 8/4 Light yellowish pink
TCS14 5 GY 4/4 Moderate olive green (leaf)

As specified in CIE (1995), the original test color samples (TCS) are taken from an early edition of the Munsell Atlas. The first eight samples, a subset of the eighteen proposed in Nickerson (1960), are relatively low saturated colors and are evenly distributed over the complete range of hues.[17] These eight samples are employed to calculate the general color rendering index $R_a$. The last six samples provide supplementary information about the color rendering properties of the light source; the first four for high saturation, and the last two as representatives of well-known objects. The reflectance spectra of these samples may be found in CIE (2004),[18] and their approximate Munsell notations are listed aside.[19]

## R96a method

In the CIE's 1991 Quadrennial Meeting, Technical Committee 1-33 (Color Rendering) was assembled to work on updating the color rendering method, as a result of which the R96a method was developed. The committee was dissolved in 1999, releasing CIE (1999), but no firm recommendations, partly due to disagreements between researchers and manufacturers.[20]

The R96a method has a few distinguishing features:[21]

• A new set of test color samples
• Six reference illuminants: D65, D50, black bodies of 4200 K, 3450 K, 2950 K, and 2700 K.
• A new chromatic adaptation transform: CIECAT94.
• Color difference evaluation in CIELAB.
• Adaptation of all colors to D65 (since CIELAB is well-tested under D65).

It is conventional to use the original method; R96a should be explicitly mentioned if used.

### New test color samples

TCS01* TCS02* TCS03* TCS04* TCS05* TCS06* TCS07* TCS08* TCS09* TCS10*
L* 40.9 61.1 81.6 72.0 55.7 51.7 30.0 51.0 68.7 63.9
a* 51.0 28.8 −4.2 −29.4 −43.4 −26.4 23.2 47.3 14.2 11.7
b* 26.3 57.9 80.3 58.9 35.6 −24.6 −49.6 −13.8 17.4 17.3

As discussed in Schanda & Sándor (2005), CIE (1999) recommends the use of a ColorChecker chart owing to the obsolescence of the original samples, of which only metameric matches remain.[22] In addition to the eight ColorChart samples, two skin tone samples are defined (TCS09* and TCS10*). Accordingly, the updated general CRI is averaged over ten samples, not eight as before. Nevertheless, Hung (2002) has determined that the patches in CIE (1995) give better correlations for any color difference than the ColorChecker chart, whose samples are not equally distributed in a uniform color space.

## Example

The CRI can also be theoretically derived from the SPD of the illuminant and samples since physical copies of the original color samples are difficult to find. In this method, care should be taken to use a sampling resolution fine enough to capture spikes in the SPD. The SPDs of the standard test colors are tabulated in 5 nm increments CIE (2004), so it is suggested to use interpolation up to the resolution of the illuminant's spectrophotometry.

Starting with the SPD, let us verify that the CRI of reference illuminant F4 is 51. The first step is to determine the tristimulus values using the 1931 standard observer. Calculation of the inner product of the SPD with the standard observer's color matching functions (CMFs) yields (X,Y,Z)=(109.2,100.0,38.9) (after normalizing for Y=100). From this follow the xy chromaticity values:

$x=\frac\left\{109.2\right\}\left\{109.2+100.0+38.9\right\}=0.4402$

$y=\frac\left\{100\right\}\left\{109.2+100.0+38.9\right\}=0.4031$

The next step is to convert these chromaticities to the CIE 1960 UCS in order to be able to determine the CCT:

$u=\frac\left\{4 \times 0.4402\right\}\left\{-2 \times 0.4402 + 12 \times 0.4031 + 3\right\}=0.2531$

$v=\frac\left\{6 \times 0.4031\right\}\left\{-2 \times 0.4402 + 12 \times 0.4031 + 3\right\}=0.3477$

Examining the CIE 1960 UCS reveals this point to be closest to 2938 K on the Planckian locus, which has a co-ordinate of (0.2528, 0.3484). The distance of the test point to the locus is under the limit (5.4×10−3), so we can continue the procedure, assured of a meaningful result:

\begin\left\{align\right\} DC&=\sqrt\left\{ \left(0.2531-0.2528\right)^2+\left(0.3477-0.3484\right)^2 \right\} \\ & =8.12 \times 10^\left\{-4\right\} < 5.4 \times 10^\left\{-3\right\} \end\left\{align\right\}

We can verify the CCT by using McCamy's approximation algorithm to estimate the CCT from the xy chromaticities:

$CCT_\left\{est.\right\} = -449 n^3 + 3525 n^2 - 6823.3 n + 5520.33$, where $n=\frac\left\{x-0.3320\right\}\left\{y-0.1858\right\}$.

Substituting $\left(x,y\right)=\left(0.4402,0.4031\right)$ yields n=0.4979 and CCTest. = 2941 K, which is close enough. (Robertson's method can be used for greater precision, but we will be content with 2940 K in order to replicate published results.) Since 2940 < 5000, we select a Planckian radiator of 2940 K as the reference illuminant.

The next step is to determine the values of the test color samples under each illuminant in the CIEUVW color space. This is done by integrating the product of the CMF with the SPDs of the illuminant and the sample, then converting from CIEXYZ to CIEUVW (with the u,v coordinates of the reference illuminant as white point):

Illuminant TCS1 TCS2 TCS3 TCS4 TCS5 TCS6 TCS7 TCS8
Reference U 39.22 17.06 −13.94 −40.83 −35.55 −23.37 16.43 44.64
V 2.65 9.00 14.97 7.88 −2.86 −13.94 −12.17 −8.01
W 62.84 61.08 61.10 58.11 59.16 58.29 60.47 63.77
CIE FL4 U 26.56 10.71 −14.06 −27.45 −22.74 −13.99 9.61 25.52
V 3.91 11.14 17.06 9.42 −3.40 −17.40 −15.71 -10.23
W 63.10 61.78 62.30 57.54 58.46 56.45 59.11 61.69
CIE FL4
(CAT)
U 26.34 10.45 −14.36 −27.78 −23.10 −14.33 9.37 25.33
V 4.34 11.42 17.26 9.81 −2.70 −16.44 −14.82 −9.47
W 63.10 61.78 62.30 57.54 58.46 56.45 59.11 61.69

From this we can calculate the color difference between the chromatically adapted samples (labeled "CAT") and those illuminated by the reference. (The Euclidean metric is used to calculate the color difference in CIEUVW.) The special CRI is simply $R_i=100-4.6 \Delta E_\left\{UVW\right\}$.

TCS1 TCS2 TCS3 TCS4 TCS5 TCS6 TCS7 TCS8
$\Delta E_\left\{UVW\right\}$ 12.99 7.07 2.63 13.20 12.47 9.56 7.66 19.48
Ri 40.2 67.5 87.9 39.3 42.6 56.0 64.8 10.4

Finally, the general color rendering index is the mean of the special CRIs: 51.

## Typical values

Light source CCT (K) CRI
Low-pressure sodium (LPS/SOX) 1800 -44
Clear mercury-vapor 6410 17
High-pressure sodium (HPS/SON) 2100 24
Coated mercury-vapor 3600 49
Halophosphate warm-white fluorescent 2940 51
Halophosphate cool-white fluorescent 4230 64
Tri-phosphor warm-white fluorescent 2940 73
Halophosphate cool-daylight fluorescent 6430 76
"White" SON 2700 82
Quartz metal halide 4200 85
Tri-phosphor cool-white fluorescent 4080 89
Ceramic metal halide 5400 96
Incandescent/halogen bulb 3200 100

A reference source, such as blackbody radiation, is defined as having a CRI of 100. This is why incandescent lamps have that rating, as they are, in effect, almost blackbody radiators. The best possible faithfulness to a reference is specified by a CRI of one hundred, while the very poorest is specified by a CRI below zero. A high CRI by itself does not imply a good rendition of color, because the reference itself may have an imbalanced SPD if it has an extreme color temperature.

## Criticism and resolution

Ohno (2006) and others have criticized CRI for not always correlating well with subjective color rendering quality in practice, particularly for light sources with spiky emission spectra such as fluorescent lamps or white LEDs. Another problem is that the CRI is discontinuous at 5000 K,[23] because the chromaticity of the reference moves from the Planckian locus to the CIE daylight locus. Davis & Ohno (2006) identify several other issues, which they address in their Color Quality Scale (CQS):

• The color space in which the color distance is calculated (CIEUVW) is obsolete and nonuniform. Use CIELAB or CIELUV instead.
• Calculating the arithmetic mean of the errors diminishes the contribution of any single large deviation. Two light sources with similar CRI may perform significantly differently if one has a particularly low special CRI in a spectral band that is important for the application. Use the root mean square deviation instead.
• The metric is not perceptual; all errors are equally weighted, whereas humans favor certain errors over others. A color can be more saturated or less saturated without a change in the numerical value of ∆Ei, while in general a saturated color is experienced as being more attractive.
• A negative CRI is difficult to interpret. Normalize the scale from 0 to 100 using the formula $R_\left\{out\right\}=10 \ln \left\left[\exp\left(R_\left\{in\right\}/10\right)+1\right\right]$
• The CRI can not be calculated for light sources that do not have a CCT (non-white light).
• Eight samples are not enough since manufacturers can optimize the emission spectra of their lamps to reproduce them faithfully, but otherwise perform poorly. Use more samples (they suggest fifteen for CQS).
• The samples are not saturated enough to pose difficulty for reproduction.
• CRI merely measures the faithfulness of any illuminant to an ideal source with the same CCT, but the ideal source itself may not render colors well if it has an extreme color temperature, due to a lack of energy at either short or long wavelengths (i.e., it may be excessively blue or red). Weight the result by the ratio of the gamut area of the polygon formed by the fifteen samples in CIELAB for 6500 K to the gamut area for the test source. 6500 K is chosen for reference since it has a relatively even distribution of energy over the visible spectrum and hence high gamut area. This normalizes the multiplication factor.

Another notable attempt to improve the flaws found in CRI has been in the development in the Gamut Area Index.[24] Rea and Freyssinier have shown that GAI is better than CRI at predicting color discrimination on standardized Farnsworth-Munsell 100 Hue Tests and that GAI is predictive of color saturation.[9] Proponents of using GAI claim that, when used in conjunction with CRI, this method of evaluating color rendering is preferred by test subjects over light sources that have high values of only one measure. Researchers recommend a lower and an upper limit to GAI. Use of LED technology has called for a new way to evaluate color rendering because of the unique spectrum of light created by these technologies. Preliminary tests have shown that the combination of GAI and CRI used together is a preferred method for evaluating color rendering.[25][26]

Pousset, Obein & Razet (2010) developed a psychophysical experiment in order to evaluate light quality of LED lightings. It is based on colored samples used in the "Color Quality Scale". Predictions of the CQS and results from visual measurements were compared.

CIE (2007) "reviews the applicability of the CIE color rendering index to white LED light sources based on the results of visual experiments." Chaired by Davis, CIE TC 1-69(C) is currently investigating "new methods for assessing the color rendition properties of white-light sources used for illumination, including solid-state light sources, with the goal of recommending new assessment procedures ... by March, 2010."[27]

For a comprehensive review of alternative color rendering indexes see Guo & Houser (2004).

Smet (2011) reviewed several alternative quality metrics and compared their performance based on visual data obtained in 9 psychophysical experiments. It was found that a geometric mean of the GAI index and the CIE Ra correlated best with naturalness (r=0.85), while a color quality metric based on memory colors (MCRI[28]) correlated best for preference (r=0.88). The differences in performance of these metrics with the other tested metrics (CIE Ra; CRI-CAM02UCS; CQS; RCRI; GAI; geomean(GAI, CIE Ra); CSA; Judd Flattery; Thornton CPI; MCRI) were found to be statistically significant with p<0.0001.[29]

## Film and video high-CRI LED lighting incompatibility

Problems have been encountered attempting to use otherwise high CRI LED lighting on film and video sets. The color spectra of LED lighting primary colors does not match the expected color wavelength bandpasses of film emulsions and digital sensors. As a result, color rendition can be completely unpredictable in optical prints, transfers to digital media from film (DI's), and video camera recordings. This phenomenon with respect to motion picture film has been documented in an LED lighting evaluation series of tests produced by the Academy of Motion Picture Arts and Sciences scientific staff.[30]

## Sources

• . Carried out by TC 1-69: Colour Rendering of White Light Sources. (Dead link)